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Disciplinary Actions

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Select a year:

DateTitle
03/02/2010 10-0003 optionsXpress, Inc.
03/02/2010 10-0001 Wolverine Execution Services, LLC
03/02/2010 09-0051 VTrader Pro L.L.C.
03/02/2010 09-0050 Fortis Clearing Americas, L.L.C.
03/02/2010 09-0041 DRO WST Trading, LLC
01/20/2010 09-0049 Electronic Brokerage Systems, LLC
01/20/2010 09-0048 Cutler Group, LP, Daniel Kim and Neal Salmen
01/20/2010 09-0046 Wolverine Trading, LLC
12/15/2009 09-0044 TD Options LLC
12/15/2009 09-0039 Stutland Equities LLC

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Options involve risk and are not suitable for all investors. Prior to buying or selling an option, a person must receive a copy of Characteristics and Risks of Standardized Options (ODD). Copies of the ODD are available from your broker, by calling 1-888-OPTIONS, or from The Options Clearing Corporation, One North Wacker Drive, Suite 500, Chicago, Illinois 60606. The information on this website is provided solely for general education and information purposes and therefore should not be considered complete, precise, or current. Many of the matters discussed are subject to detailed rules, regulations, and statutory provisions which should be referred to for additional detail and are subject to changes that may not be reflected in the website information. No statement within the website should be construed as a recommendation to buy or sell a security or to provide investment advice. The inclusion of non-CBOE advertisements on the website should not be construed as an endorsement or an indication of the value of any product, service, or website. The Terms and Conditions govern use of this website and use of this website will be deemed acceptance of those Terms and Conditions.