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Regulatory Circulars

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DateTitle
11/14/2008 RG08-150 Relief from Commodity Pool Operator and Commodity Trading Advisory Registration Requirements for Security Futures Trading
11/11/2008 RG08-149 Restrictions on Transactions in Circuit City Stores Incorporated (CC)
11/05/2008 RG08-148 Obvious Error Rule Changes
11/05/2008 RG08-147 Continuing Education Firm Element Advisory
11/04/2008 RG08-146 Restrictions on Transactions in Vera Sun Energy Corporation (VSE)
11/04/2008 RG08-144 Prearranged Trades
11/03/2008 RG08-145 Regulatory Circular RG08-134 - Restrictions on Transactions in Certain Dec '08, Jan '09, Mar '09 Quarterly Option Series in the Energy Select Sector SPDR (GQQ/XLE)
10/31/2008 RG08-143  RG08-143 Temporary Membership Status and Interim Trading Permit Access Fees Effective November 1, 2008
10/30/2008 RG08-142 Restrictions on Transactions in WorldSpace, Inc. (“WRSP/ZLM/LIB”)
10/29/2008 RG08-141 Restrictions on Transactions in Building Materials Holding Corporation (BLG)
10/29/2008 RG08-140 CBOE Direct 7.1 Enhancements
10/28/2008 RG08-139 LMM opening entitlement in SPX
10/24/2008 RG08-138 Close-Out Requirement for Market Makers Under Temporary Rule 204T of Regulation SHO (REVISED)
10/20/2008 RG08-137 Modified Bid/Ask Differentials
10/20/2008 RG08-136 Simple Auction Liaison (SAL) Size Increase in SPX
10/17/2008 RG08-135 Market Maker Attestation Relating to the Close-out Requirements of Temporary Rule 204 T of Regulation SHO
10/17/2008 RG08-134 Restricted Series - Certain Dec 08, Jan 09 and Mar 09 Quarterly Option Series in the Energy Select Sector SPDR (GQQ/XLE)
10/16/2008 RG08-133 Rule 3.8 - Trading by Nominees and Persons Who Have Registered Their Memberships for Member Organizations
10/16/2008 RG08-132 SEC Issues New Rules Regarding Short Sales
10/14/2008 RG08-130 Restrictions on Transactions in AtheroGenics, Inc. ("AGIXQ/OAR")

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